
8.Monitor compliance with the corporate code of conduct/business practices
监督遵守公司行为规范和商业惯例情况
9.Report on the effectiveness of the control framework
报告控制框架的效果
10.Assist board in assessing the independence of the external auditor
协助董事会评估外部审计师的独立性
11.Assess ethical climate of the board
评估董事会的道德环境
12.Assess ethical climate of the organization
评估组织的道德环境
13.Assess compliance with policies in specific areas (e.g., derivatives)
评估在特定领域遵守政策的情况(如,衍生产品)
14.Assess organization‘s reporting mechanism to the board
评估组织向董事会报告的机制
15.Conduct follow-up and report on might response to regulatory body reviews
对法规监督机构检查结果的落实情况进行跟踪并报告
16.Conduct follow-up and report on might response to external audit
对外部审计的结果进行跟踪并报告
17.Assess the adequacy of the performance measurement system, achievement of corporate objective
评估业绩测评系统的充分性和整体目标的实现情况
18.Support a culture of fraud awareness and encourage the reporting of improprieties
树立舞弊防范意识,鼓励报告不正当的行为
D.Perform Other Internal Audit Roles and Responsibilities (0 - 10 percent)(Proficiency Level)
执行其他内部审计任务和职责(0-10%)(要求熟练掌握)
1.Ethics/compliance
道德规范/合规情况
a. Investigate and recommend resolution for ethics/compliance complaints
对道德规范/合规情况的投诉进行调查并提出解决办法
b. Determine disposition of ethics violations
确定违反道德规范的处理
c. Foster healthy ethical climate
培养健康的道德氛围
d. Maintain and administer business conduct policy (e.g., conflict of interest)
维护和管理业务行为政策(如,利益冲突)
e. Report on compliance
报告合规情况